Let Us Demystify the Crowdfunding Regulatory Process For You.

CrowdFund360™

Streamline Success with Reg CF Portal Launch Pad.

CrowdFund360™ is a comprehensive service offered by GiGCXOs to assist firms in registering and launching a Crowdfunding Portal in compliance with SEC and FINRA regulations under Regulation Crowdfunding (Reg CF).

This turnkey solution ensures that businesses meet all regulatory, operational, and technical requirements to operate a compliant and efficient crowdfunding platform.

    • Pre-launch compliance reviews to ensure readiness for FINRA and SEC inspections.

    • Regular audits of portal operations to identify and mitigate compliance risks.

    • Support for maintaining accurate and timely records for regulatory reporting.

    • Strategic advice on marketing the crowdfunding portal to attract issuers and investors.

    • Guidance on maintaining regulatory compliance in advertising and promotional campaigns.

    • Development of compliance frameworks, including AML/KYC programs tailored for crowdfunding activities.

    • Assistance with drafting policies and procedures for portal operations, investor communications, and risk management.

    • Guidance on managing escrow services and issuer onboarding.

    • Preparation and submission of the Form Funding Portal (Form FP) to FINRA and the SEC.

    • Guidance on meeting the regulatory requirements outlined in Regulation Crowdfunding, including investor limits, issuer disclosures, and anti-fraud measures.

    • Support with FINRA membership application and compliance with ongoing reporting requirements.

    • Integration of crowdfunding platform software with secure transaction processing and investor verification features.

    • Deployment of dashboards for tracking offerings, compliance monitoring, and investor activity.

    • Ensuring data security and privacy measures in line with SEC regulations.

    • Stand up third party platform, Wealthblock, for your Reg CF portal.

    • Wealthblock is a plug and play solution that meets all of the regulatory needs of a Reg CF funding portal.

    • Tailored training programs for portal operators and staff on compliance and operational best practices.

    • Continuous updates on changes in crowdfunding regulations and industry trends.

All-In-One Crowdfunding Portal Solution: Reg CF Portal Launch Pad.

    • Ensure your broker-dealer firm stays compliant with the latest regulations using our Hadrius-powered compliance software.

    • Automate compliance workflows, manage audits, and mitigate risks, keeping your firm ahead of regulatory requirements and minimizing the chances of costly fines.

    • Features include:

      • Electronic Communications AI Review and Archiving

      • Marketing AI Reviews and Archiving

      • Monitoring Employee Outside Brokerage Accounts

      • Compliance Calendar

      • Certification Tracking

      • Outside Business Activity Tracking

      • Gift and Entertainment Expense Tracking

      • Political Contribution Tracking

      • Firm Records

      • Disclosure Version Control and Tracking

      • And more...

    • Build a custom website tailored for your broker-dealer business, complete with mobile-friendly features for seamless access across devices.

    • Attract clients, showcase your services, and provide a user-friendly experience that strengthens your online presence.

    • We manage the entire registration process with the SEC and FINRA, ensuring your broker-dealer firm is fully compliant and ready to operate.

    • From document filing to regulatory approval, we handle the details, so you can focus on growing your business.

    • No legal fees. Flat fee pricing.

    • Benefit from a team of seasoned professionals with deep expertise in broker-dealer operations, compliance, and regulatory requirements.

    • Our expert resources provide the guidance and support needed to navigate the complexities of running a broker-dealer, helping you launch and scale efficiently.

    • Seamlessly integrate HubSpot’s marketing, sales, and service tools into your broker-dealer operations.

    • Automate marketing campaigns, streamline your sales process, and deliver exceptional client service, all while driving business growth through real-time insights and automation.

    • We provide continuous oversight to ensure you remain compliant with SEC, FINRA, and state regulations, offering automated solutions for monitoring, reporting, and risk management.

    • Our team of experts also delivers operational support to streamline your day-to-day processes, from transaction tracking to regulatory filings, ensuring your firm runs efficiently and stays ahead of compliance requirements.

    • Focus on growing your business while we handle the complexities of compliance and operations.

    • Our broker-dealer platform, powered by Wealthblock, offers a modern CRM designed to manage client relationships, Reg CF compliance, and transactions with ease.

    • Stay organized, track key activities, and enhance productivity, all through an intuitive platform built for Reg CF firms.

Why Choose CrowdFund360™?

With CrowdFund360™, GiGCXOs provides the expertise and tools necessary to successfully launch and operate a crowdfunding portal. The solution simplifies complex regulatory requirements, ensures compliance, and empowers businesses to connect with investors efficiently and securely.

Launch Your Reg CF Portal in 90 Days, Hassle-Free.