Let Us Demystify the Crowdfunding Regulatory Process For You.
CrowdFund360™
Streamline Success with Reg CF Portal Launch Pad.
CrowdFund360™ is a comprehensive service offered by GiGCXOs to assist firms in registering and launching a Crowdfunding Portal in compliance with SEC and FINRA regulations under Regulation Crowdfunding (Reg CF).
This turnkey solution ensures that businesses meet all regulatory, operational, and technical requirements to operate a compliant and efficient crowdfunding platform.
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Pre-launch compliance reviews to ensure readiness for FINRA and SEC inspections.
Regular audits of portal operations to identify and mitigate compliance risks.
Support for maintaining accurate and timely records for regulatory reporting.
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Strategic advice on marketing the crowdfunding portal to attract issuers and investors.
Guidance on maintaining regulatory compliance in advertising and promotional campaigns.
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Development of compliance frameworks, including AML/KYC programs tailored for crowdfunding activities.
Assistance with drafting policies and procedures for portal operations, investor communications, and risk management.
Guidance on managing escrow services and issuer onboarding.
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Preparation and submission of the Form Funding Portal (Form FP) to FINRA and the SEC.
Guidance on meeting the regulatory requirements outlined in Regulation Crowdfunding, including investor limits, issuer disclosures, and anti-fraud measures.
Support with FINRA membership application and compliance with ongoing reporting requirements.
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Integration of crowdfunding platform software with secure transaction processing and investor verification features.
Deployment of dashboards for tracking offerings, compliance monitoring, and investor activity.
Ensuring data security and privacy measures in line with SEC regulations.
Stand up third party platform, Wealthblock, for your Reg CF portal.
Wealthblock is a plug and play solution that meets all of the regulatory needs of a Reg CF funding portal.
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Tailored training programs for portal operators and staff on compliance and operational best practices.
Continuous updates on changes in crowdfunding regulations and industry trends.
All-In-One Crowdfunding Portal Solution: Reg CF Portal Launch Pad.
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Ensure your broker-dealer firm stays compliant with the latest regulations using our Hadrius-powered compliance software.
Automate compliance workflows, manage audits, and mitigate risks, keeping your firm ahead of regulatory requirements and minimizing the chances of costly fines.
Features include:
Electronic Communications AI Review and Archiving
Marketing AI Reviews and Archiving
Monitoring Employee Outside Brokerage Accounts
Compliance Calendar
Certification Tracking
Outside Business Activity Tracking
Gift and Entertainment Expense Tracking
Political Contribution Tracking
Firm Records
Disclosure Version Control and Tracking
And more...
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Build a custom website tailored for your broker-dealer business, complete with mobile-friendly features for seamless access across devices.
Attract clients, showcase your services, and provide a user-friendly experience that strengthens your online presence.
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We manage the entire registration process with the SEC and FINRA, ensuring your broker-dealer firm is fully compliant and ready to operate.
From document filing to regulatory approval, we handle the details, so you can focus on growing your business.
No legal fees. Flat fee pricing.
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Benefit from a team of seasoned professionals with deep expertise in broker-dealer operations, compliance, and regulatory requirements.
Our expert resources provide the guidance and support needed to navigate the complexities of running a broker-dealer, helping you launch and scale efficiently.
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Seamlessly integrate HubSpot’s marketing, sales, and service tools into your broker-dealer operations.
Automate marketing campaigns, streamline your sales process, and deliver exceptional client service, all while driving business growth through real-time insights and automation.
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We provide continuous oversight to ensure you remain compliant with SEC, FINRA, and state regulations, offering automated solutions for monitoring, reporting, and risk management.
Our team of experts also delivers operational support to streamline your day-to-day processes, from transaction tracking to regulatory filings, ensuring your firm runs efficiently and stays ahead of compliance requirements.
Focus on growing your business while we handle the complexities of compliance and operations.
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Our broker-dealer platform, powered by Wealthblock, offers a modern CRM designed to manage client relationships, Reg CF compliance, and transactions with ease.
Stay organized, track key activities, and enhance productivity, all through an intuitive platform built for Reg CF firms.
Why Choose CrowdFund360™?
With CrowdFund360™, GiGCXOs provides the expertise and tools necessary to successfully launch and operate a crowdfunding portal. The solution simplifies complex regulatory requirements, ensures compliance, and empowers businesses to connect with investors efficiently and securely.