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Schedule a Free 60-Minute
Compliance Call

Talk directly with a licensed compliance professional. We'll review your regulatory situation, identify the right path forward, and outline a clear roadmap — no obligation.

20+
Years avg. experience
90 days
"FastTrack" registrations
14
Different FINRA Licenses
60
Min. free consultation

What to Expect

A 60-minute working session with a senior compliance professional who has held principal registrations at FINRA member firms.

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Why Choose GiGCXOs

See how GiGCXOs stacks up

Compare GiGCXOs against legacy providers across communications, employee oversight, firm controls, and modern compliance operations.

Features GiGCXOs Smarsh ACA Group StarCompliance Red Oak RegEd
Human Agents
Fractional CCOs and Staff
Broker Dealer / RIA / CFTC Registrations
Digital Assets Experts
Licensed Staff for Expanding Business Activities
Platform Experience
Modern Interface
Archiving & Comms Surveillance
Email Archiving
AI-Powered Surveillance
Custom Enterprise AI Model
Keywords / Lexicon Surveillance
Boolean Search
Saved Search Queries
Data Management & Integration
Data Export Fees NoNo NoNo NoNo
Email Hosting / Encryption Services
Proprietary Texting App
Multi-Channel Communications Capture
Business Social Media Archiving
Personal Social Media Archiving
SMS / Text Message Archiving
iMessage Archiving
WhatsApp
Other IM / Chat (Slack, Teams, etc.)
Bloomberg Chat Archiving
Discord Archiving
Employee Compliance & Oversight
Personal Transaction Monitoring
Certifications & Attestations
Employee Disclosures (OBAs, Gifts, etc.)
Conflicts of Interest Monitoring
Firm Oversight
Firm Risk Assessment
Control Inventory
Testing Calendar
Compliance Manual & Policy Hosting
Annual Compliance Reporting
Marketing & Conduct Oversight
Advertising / Marketing Submission & Reviews
Smart Marketing Disclosures
Guided Advisor Onboarding Workflow
Trade Surveillance
FINRA Gateway Integration