We exist to empower broker-dealers, investment advisers, digital asset firms, and FinTechs with innovative, AI-accelerated compliance solutions that enable their success in a dynamic regulatory environment.
To empower startups and growth-phase broker-dealers, investment advisers, digital asset firms, and FinTech companies with innovative, efficient, and compliant solutions that enable their success in a dynamic regulatory environment.
To be the leading provider of expert fractional consulting services and AI-driven compliance software solutions — powering the next generation of regulated financial firms with technology that eliminates compliance busywork at scale.
We continuously push the boundaries with cutting-edge solutions, ensuring our clients stay ahead of the regulatory curve as the financial landscape evolves.
The best solutions come from working together. We leverage diverse perspectives and foster inclusive partnerships that drive success for every client.
Positioned as industry thought leaders, GiGCXOs delivers top-tier expertise backed by deep knowledge in financial regulation, compliance, and AI technology.
Our AI-enabled solutions can save up to 70% in compliance costs, maximizing value without compromising quality or regulatory defensibility.
We equip clients with the knowledge and tools they need to succeed — tailored solutions that meet specific needs with responsive, exceptional support.
GiGCXOs adheres to the highest standards of ethical conduct, ensuring all solutions and advice align with regulatory requirements and moral principles.
We demystify complex compliance requirements, providing clear insights and straightforward guidance our clients can act on with confidence.
Clients rely on GiGCXOs to deliver on our promises. We build lasting relationships as trusted advisors for ongoing financial and regulatory needs.
Compare GiGCXOs against legacy providers across communications, employee oversight, firm controls, and modern compliance operations.
| Features |
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|---|---|---|---|---|---|---|
| Human Agents | ||||||
| Fractional CCOs and Staff | ✓ | — | ✓ | — | — | — |
| Broker Dealer / RIA / CFTC Registrations | ✓ | — | ✓ | — | — | — |
| Digital Assets Experts | ✓ | — | — | — | — | — |
| Licensed Staff for Expanding Business Activities | ✓ | — | ✓ | — | — | — |
| Platform Experience | ||||||
| Modern Interface | ✓ | — | ✓ | — | — | — |
| Archiving & Comms Surveillance | ||||||
| Email Archiving | ✓ | ✓ | ✓ | — | ✓ | ✓ |
| AI-Powered Surveillance | ✓ | ✓ | ✓ | — | ✓ | — |
| Custom Enterprise AI Model | ✓ | — | — | — | — | — |
| Keywords / Lexicon Surveillance | ✓ | ✓ | ✓ | — | ✓ | ✓ |
| Boolean Search | ✓ | ✓ | ✓ | — | ✓ | ✓ |
| Saved Search Queries | ✓ | ✓ | ✓ | — | ✓ | ✓ |
| Data Management & Integration | ||||||
| Data Export Fees | No | No | No | No | No | No |
| Email Hosting / Encryption Services | ✓ | ✓ | — | — | — | — |
| Proprietary Texting App | — | ✓ | — | — | — | — |
| Multi-Channel Communications Capture | ||||||
| Business Social Media Archiving | ✓ | ✓ | ✓ | — | ✓ | — |
| Personal Social Media Archiving | ✓ | ✓ | ✓ | — | ✓ | — |
| SMS / Text Message Archiving | ✓ | ✓ | ✓ | — | ✓ | ✓ |
| iMessage Archiving | ✓ | ✓ | ✓ | — | ✓ | ✓ |
| ✓ | ✓ | ✓ | — | ✓ | ✓ | |
| Other IM / Chat (Slack, Teams, etc.) | ✓ | ✓ | ✓ | — | ✓ | ✓ |
| Bloomberg Chat Archiving | ✓ | ✓ | ✓ | — | — | ✓ |
| Discord Archiving | ✓ | — | — | — | — | — |
| Employee Compliance & Oversight | ||||||
| Personal Transaction Monitoring | ✓ | — | ✓ | ✓ | — | ✓ |
| Certifications & Attestations | ✓ | — | ✓ | ✓ | ✓ | ✓ |
| Employee Disclosures (OBAs, Gifts, etc.) | ✓ | — | ✓ | ✓ | ✓ | ✓ |
| Conflicts of Interest Monitoring | ✓ | — | ✓ | ✓ | ✓ | ✓ |
| Firm Oversight | ||||||
| Firm Risk Assessment | ✓ | — | ✓ | — | — | — |
| Control Inventory | ✓ | — | — | ✓ | — | — |
| Testing Calendar | ✓ | — | ✓ | — | — | — |
| Compliance Manual & Policy Hosting | ✓ | — | ✓ | — | — | ✓ |
| Annual Compliance Reporting | ✓ | — | ✓ | — | — | — |
| Marketing & Conduct Oversight | ||||||
| Advertising / Marketing Submission & Reviews | ✓ | — | ✓ | ✓ | ✓ | ✓ |
| Smart Marketing Disclosures | ✓ | — | — | ✓ | ✓ | ✓ |
| Guided Advisor Onboarding Workflow | ✓ | — | ✓ | — | ✓ | ✓ |
| Trade Surveillance | ✓ | — | ✓ | — | — | ✓ |
| FINRA Gateway Integration | ✓ | — | — | ✓ | — | — |
Schedule a free consultation and see how our AI-powered compliance platform can transform your program.