Welcome, Steve Manning: A New Independent Consultant Joins GiGCXOs' Expert Team
We are thrilled to announce that Steve Manning, a seasoned financial services professional with over 16 years of experience, has joined GiGCXOs as an Independent Consultant. Steve brings a wealth of expertise in compliance, operational risk management, and equity and derivatives trading, further strengthening our team's ability to deliver exceptional consulting and advisory services to our clients.
About Steve Manning
Steve Manning has built an impressive career in the financial services industry, focusing on compliance and risk management. Steve worked in various senior compliance and risk management roles during his 13-year tenure at Charles Schwab and Co. His deep knowledge and experience span policy creation and review, monitoring, reporting, risk metrics, key risk indicators (KRIs), and the creation of comprehensive training programs. A recognized Subject Matter Expert (SME) on the Volcker Rule and its compliance requirements, Steve has an exemplary track record of maintaining high compliance standards with federal regulations and successful audits.
Prior to Charles Schwab, Steve held several positions as a derivatives trader, fixed-income trader, and equity market maker at E*Trade Financial. Steve’s trading experience will be essential to GiGCXOs’ alternative trading systems and national securities exchange compliance projects. Steve’s vast knowledge of capital markets will be a boon for the GiGCXOs independent consultant community.
Steve's reputation as a coach, mentor, and leader is well-known in the industry. He is proven to instill best practices within teams, guiding them to achieve excellence and ensuring that clients receive top-tier service and support. Respected by colleagues and clients alike for his astute business insights, unwavering integrity, and solutions-focused work ethic, Steve is a perfect fit for GiGCXOs' client-centric approach.
Steve’s Role at GiGCXOs
At GiGCXOs, Steve will leverage his extensive experience to provide tailored consulting services to broker-dealers and investment advisers. He will focus on helping firms navigate the complex regulatory landscape, ensuring they remain compliant while optimizing their operations for growth and scalability. Steve's expertise in developing and implementing compliance programs will be invaluable to our clients as they seek to stay ahead in an ever-evolving regulatory environment.
Steve’s addition to the team also strengthens our capabilities in providing specialized consulting on the Volcker Rule and its implications for financial institutions. His deep understanding of risk management and regulatory requirements will enable us to offer even more targeted support to our clients, helping them to mitigate risks and enhance their operational resilience.
Why GiGCXOs is Excited to Have Steve Manning
Steve Manning’s decision to join GiGCXOs as an Independent Consultant is a testament to our reputation as a leader in financial services consulting. At GiGCXOs, we are committed to providing our clients with access to the highest caliber of expertise and innovative solutions. Steve’s arrival significantly boosts our capability to achieve this goal.
With his extensive background and proven track record, Steve will play a key role in expanding our service offerings and enhancing the value we provide to our clients. His strategic insights and ability to translate complex regulatory requirements into actionable strategies will be a tremendous asset to our team and clients.
Looking Ahead
As we welcome Steve Manning to GiGCXOs, we are confident that his contributions will be invaluable in helping us continue to deliver outstanding service and innovative solutions to our clients. We look forward to his positive impact on our team and the added value he will bring to our clients’ businesses.
Please join us in welcoming Steve Manning to GiGCXOs! We are excited about the future and the opportunities ahead with Steve as part of our dynamic and growing team.
If you want to learn more about how Steve Manning and the rest of the GiGCXOs team can help your firm navigate the complexities of regulatory compliance and operational efficiency, please contact us today! Let's explore how our expertise can drive your success.
