Skip to Content
Broker Dealer and Investment Adviser Regulatory Experts
Who We Are
Overview
Beliefs
Experts
What We Do
3rd Party Audits
Adviser Registration & Compliance
Broker Dealer Registration & Compliance
Communications Review & Archive
Compliance Software
Crowdfunding Portal Registration & Compliance
Crypto & Digital Securities
Cybersecurity Compliance
Fractional Resources
Headhunter Services
Marketing Review & Archive
US Exchange Data Consulting
Learn More
Reviews
Blog
Newsroom
FAQs
Events
3rd Party Software
Pricing
Contact
Contact Us
Careers
Portals
Contractor Portal
Customer Portal
Login Account
0
0
Broker Dealer and Investment Adviser Regulatory Experts
Who We Are
Overview
Beliefs
Experts
What We Do
3rd Party Audits
Adviser Registration & Compliance
Broker Dealer Registration & Compliance
Communications Review & Archive
Compliance Software
Crowdfunding Portal Registration & Compliance
Crypto & Digital Securities
Cybersecurity Compliance
Fractional Resources
Headhunter Services
Marketing Review & Archive
US Exchange Data Consulting
Learn More
Reviews
Blog
Newsroom
FAQs
Events
3rd Party Software
Pricing
Contact
Contact Us
Careers
Portals
Contractor Portal
Customer Portal
Login Account
0
0
Folder: Who We Are
Back
Overview
Beliefs
Experts
Folder: What We Do
Back
3rd Party Audits
Adviser Registration & Compliance
Broker Dealer Registration & Compliance
Communications Review & Archive
Compliance Software
Crowdfunding Portal Registration & Compliance
Crypto & Digital Securities
Cybersecurity Compliance
Fractional Resources
Headhunter Services
Marketing Review & Archive
US Exchange Data Consulting
Folder: Learn More
Back
Reviews
Blog
Newsroom
FAQs
Events
3rd Party Software
Pricing
Folder: Contact
Back
Contact Us
Careers
Folder: Portals
Back
Contractor Portal
Customer Portal
Login Account
GiGCXOs welcomes Bill Hoover as a new Senior Independent Consultant.
compliance as a service, fractional executive services, broker dealer compliance, investment adviser compliance Jay Proffitt 9/30/24 compliance as a service, fractional executive services, broker dealer compliance, investment adviser compliance Jay Proffitt 9/30/24

GiGCXOs welcomes Bill Hoover as a new Senior Independent Consultant.

Read More
Introducing FirmGuard360: GiGCXOs' Comprehensive Compliance Solution
Jay Proffitt 9/19/24 Jay Proffitt 9/19/24

Introducing FirmGuard360: GiGCXOs' Comprehensive Compliance Solution

Read More
GiGCXOs Launches CompliAd360™: Revolutionizing marketing and advertising compliance for broker dealers and investment advisers.
compliance as a service, broker dealer compliance, investment adviser compliance, capital markets, communications with the public, FINRA 2210 Jay Proffitt 9/18/24 compliance as a service, broker dealer compliance, investment adviser compliance, capital markets, communications with the public, FINRA 2210 Jay Proffitt 9/18/24

GiGCXOs Launches CompliAd360™: Revolutionizing marketing and advertising compliance for broker dealers and investment advisers.

Read More
GiGCXOs Launches AICompliance360
compliance as a service, operators as a service, communications with the public, FINRA, broker dealer compliance, investment adviser compliance, financial services, capital markets Jay Proffitt 9/16/24 compliance as a service, operators as a service, communications with the public, FINRA, broker dealer compliance, investment adviser compliance, financial services, capital markets Jay Proffitt 9/16/24

GiGCXOs Launches AICompliance360

Read More
Newer Posts

Download a free fractional consulting checklist.

Thank you! We hope that you have a great day.

We are industry leaders in Compliance as a Service (CaaS) and Operators as a Service (OaaS) for small to medium sized Broker Dealers and Investment Advisers.

info@gigcxos.com

(512)-537-0425

Brochure
AICompliance360
Adviser In A Box
CXO FlexForce
Broker Dealer In A Box
Pricing
Third Party Audits
Customer Reviews
Our People
Our Beliefs
Careers
Events
FAQs
Blog
Contractor Portal
ComplianceCentral360
Diversity & Inclusion Pledge
Environmental & Sustainability Pledge
Social Impact Pledge
Legal 
* FinOp (Series 27/28) and accounting services provided by industry leader and third party firm, ACI.
^ AICompliance360 is powered by the Hadrius AI Platform.  AUM is the aggregate amount across all firms using the Hadrius technology.
©2024 GiGCXOs. All rights reserved. The content, design, graphics, and other materials on this website are the property of GiGCXOs and are protected by copyright, trademark, and other intellectual property laws. Unauthorized use, reproduction, distribution, or modification of any material from this site without prior written permission from GiGCXOs is strictly prohibited. All trademarks, service marks, and logos used on this site are the trademarks of their respective owners. Any unauthorized use of these trademarks is prohibited. 
The information provided on this website is for informational purposes only and does not constitute an offer to sell or a solicitation of an offer to buy any securities. Nothing on this site should be interpreted as a recommendation to invest, an endorsement of any particular investment, or a solicitation to engage in any investment activity. GiGCXOs does not provide investment advice, and any decisions to buy, sell, or hold securities should be made based on your own due diligence and in consultation with a qualified financial advisor.