GiGCXOs Launches CompliAd360™: Revolutionizing marketing and advertising compliance for broker dealers and investment advisers.

FOR IMMEDIATE RELEASE

AI-Driven Compliance Solution to Prevent Regulatory Fines, Streamline Marketing Review, and Offer Predictable Flat-Fee Pricing

Austin, Texas - 09/18/2024GiGCXOs, a leading provider of AI-driven compliance solutions for the financial industry, is proud to announce the launch of CompliAd360™ – a comprehensive marketing compliance platform designed specifically for broker-dealers and investment advisers. CompliAd360™ is set to transform the way firms manage advertising and marketing compliance by preventing regulatory fines, streamlining the review process, and providing secure archival solutions—all without the unpredictable costs of traditional hourly billing.

CompliAd360™ leverages cutting-edge AI technology to automatically review and analyze marketing materials, ensuring full compliance with FINRA and SEC regulations. Firms can now streamline their entire compliance workflow, significantly reducing the time spent on manual reviews and allowing their teams to focus on core business objectives.

“Our clients have been seeking a reliable, technology-driven solution to avoid costly regulatory fines related to marketing and advertising,” said Jay Proffitt, CEO of GiGCXOs. “With CompliAd360™, we're not just offering software—we’re offering a partnership. We combine AI’s precision with our team's FINRA expertise to do the heavy lifting for our clients, giving them peace of mind without the burden of unpredictable hourly fees.”

Key features of CompliAd360™ include:

  • AI-Driven Review Process: Automatically scans marketing materials for compliance with SEC and FINRA guidelines.

  • Streamlined Workflow: Efficient review process significantly reduces approval times for marketing and advertising campaigns.

  • AWS Archival System: All reviewed materials are securely archived in AWS, meeting all regulatory record-keeping requirements.

  • Expert FINRA Resources: GiGCXOs’ FINRA experts ensure every material is thoroughly vetted to avoid potential pitfalls and fines.

  • Flat-Fee Pricing: Unlike traditional compliance solutions, CompliAd360™ offers predictable, flat-fee pricing, allowing firms to easily manage their compliance budgets with no hidden hourly costs.

CompliAd360™ is now available to broker-dealers and investment advisers looking to enhance their compliance programs with cutting-edge AI technology, expert support, and the confidence of full regulatory compliance.

About GiGCXOs

GiGCXOs provides industry-leading compliance solutions for broker-dealers and investment advisers, combining AI-driven technology with deep regulatory expertise. GiGCXOs’ mission is to empower firms to meet their compliance obligations efficiently and cost-effectively, helping them navigate the complexities of financial regulations with confidence.

For more information on CompliAd360™, visit www.gigcxos.com or contact us at info@gigcxos.com.

Media Contact:
Jay Proffitt

info@gigcxos.com

Previous
Previous

Introducing FirmGuard360: GiGCXOs' Comprehensive Compliance Solution

Next
Next

GiGCXOs Launches AICompliance360