utm_source=taboola&utm_medium=referral
Skip to Content
Broker Dealer and Investment Adviser Regulatory Experts
Who We Are
Overview
Beliefs
Experts
What We Do
Adviser Registration
Behavioral Analysis
Broker Dealer Registration
Crowdfunding Portal Registration
Fractional Resources
Electronic Communications Review and Archive
Marketing Review and Archive
Outsource Staff and Software
Third Party Audits
Learn More
Reviews
Blog
Newsroom
FAQs
Events
Pricing
Contact
Contact Us
Careers
Portals
Contractor Portal
Customer Portal
Login Account
0
0
Broker Dealer and Investment Adviser Regulatory Experts
Who We Are
Overview
Beliefs
Experts
What We Do
Adviser Registration
Behavioral Analysis
Broker Dealer Registration
Crowdfunding Portal Registration
Fractional Resources
Electronic Communications Review and Archive
Marketing Review and Archive
Outsource Staff and Software
Third Party Audits
Learn More
Reviews
Blog
Newsroom
FAQs
Events
Pricing
Contact
Contact Us
Careers
Portals
Contractor Portal
Customer Portal
Login Account
0
0
Folder: Who We Are
Back
Overview
Beliefs
Experts
Folder: What We Do
Back
Adviser Registration
Behavioral Analysis
Broker Dealer Registration
Crowdfunding Portal Registration
Fractional Resources
Electronic Communications Review and Archive
Marketing Review and Archive
Outsource Staff and Software
Third Party Audits
Folder: Learn More
Back
Reviews
Blog
Newsroom
FAQs
Events
Pricing
Folder: Contact
Back
Contact Us
Careers
Folder: Portals
Back
Contractor Portal
Customer Portal
Login Account
GiGCXOs’ CommSafe360™: Empowering Firms to Stay Ahead of Rising Social Media Compliance Risks
capital markets, investment adviser, broker dealer, electronic communications Jay Proffitt 10/25/24 capital markets, investment adviser, broker dealer, electronic communications Jay Proffitt 10/25/24

GiGCXOs’ CommSafe360™: Empowering Firms to Stay Ahead of Rising Social Media Compliance Risks

Read More
SEC's Latest Crackdown on Electronic Communications Compliance Lapses.
capital markets, broker dealer compliance, investment adviser compliance, electronic communications, FINRA 2210 Jay Proffitt 9/24/24 capital markets, broker dealer compliance, investment adviser compliance, electronic communications, FINRA 2210 Jay Proffitt 9/24/24

SEC's Latest Crackdown on Electronic Communications Compliance Lapses.

Read More
Preventing Fines with CommSafe360
FINRA 2210, broker dealer compliance, investment adviser compliance, electronic communications, archiving communications, 17a-4, reg tech Jay Proffitt 9/15/24 FINRA 2210, broker dealer compliance, investment adviser compliance, electronic communications, archiving communications, 17a-4, reg tech Jay Proffitt 9/15/24

Preventing Fines with CommSafe360

Read More
How GiGCXOs Can Ensure Firms Meet Electronic Communications Obligations with AI Tech
electronic communications, FINRA, FINRA 2210, communications with the public, SEC adviser consulting, investment adviser compliance, adviser compliance, broker dealer compliance Jay Proffitt 8/20/24 electronic communications, FINRA, FINRA 2210, communications with the public, SEC adviser consulting, investment adviser compliance, adviser compliance, broker dealer compliance Jay Proffitt 8/20/24

How GiGCXOs Can Ensure Firms Meet Electronic Communications Obligations with AI Tech

Read More

Download a free fractional consulting checklist.

Thank you! We hope that you have a great day.

We are industry leaders in Compliance as a Service (CaaS) and Operators as a Service (OaaS) for small to medium sized Broker Dealers and Investment Advisers.

info@gigcxos.com

(512)-537-0425

AICompliance360
Adviser In A Box
CXO FlexForce
Broker Dealer In A Box
Pricing
Third Party Audits
Customer Reviews
Our People
Our Beliefs
Careers
Events
FAQs
Blog
Contractor Portal
ComplianceCentral360
Diversity & Inclusion Pledge
Environmental & Sustainability Pledge
Social Impact Pledge
Legal 
* FinOp (Series 27/28) and accounting services provided by industry leader and third party firm, ACI.
^ AICompliance360 is powered by the Hadrius AI Platform.  AUM is the aggregate amount across all firms using the Hadrius technology.
©2024 GiGCXOs. All rights reserved. The content, design, graphics, and other materials on this website are the property of GiGCXOs and are protected by copyright, trademark, and other intellectual property laws. Unauthorized use, reproduction, distribution, or modification of any material from this site without prior written permission from GiGCXOs is strictly prohibited. All trademarks, service marks, and logos used on this site are the trademarks of their respective owners. Any unauthorized use of these trademarks is prohibited. 
The information provided on this website is for informational purposes only and does not constitute an offer to sell or a solicitation of an offer to buy any securities. Nothing on this site should be interpreted as a recommendation to invest, an endorsement of any particular investment, or a solicitation to engage in any investment activity. GiGCXOs does not provide investment advice, and any decisions to buy, sell, or hold securities should be made based on your own due diligence and in consultation with a qualified financial advisor.