utm_source=taboola&utm_medium=referral
Skip to Content
Capital Markets Regulatory Experts
Who We Are
Overview
Purpose
Experts
What We Do
Compliance Software
Firm Registration
Fractional Resources
Services List
Pricing
Learn More
Blog
Events
Reviews
FAQs
Portals
Contractor Portal
Customer Portal
Contact
Contact Us
Careers
Newsroom
Login Account
0
0
Capital Markets Regulatory Experts
Who We Are
Overview
Purpose
Experts
What We Do
Compliance Software
Firm Registration
Fractional Resources
Services List
Pricing
Learn More
Blog
Events
Reviews
FAQs
Portals
Contractor Portal
Customer Portal
Contact
Contact Us
Careers
Newsroom
Login Account
0
0
Folder: Who We Are
Back
Overview
Purpose
Experts
Folder: What We Do
Back
Compliance Software
Firm Registration
Fractional Resources
Services List
Pricing
Folder: Learn More
Back
Blog
Events
Reviews
FAQs
Folder: Portals
Back
Contractor Portal
Customer Portal
Folder: Contact
Back
Contact Us
Careers
Newsroom
Login Account
Navigating the New Reg S-P Amendments with CyberGuard360™
cybersecurity, broker dealer, investment adviser, registered investment adviser, exempt reporting adviser, internet investment adviser Jay Proffitt 11/25/24 cybersecurity, broker dealer, investment adviser, registered investment adviser, exempt reporting adviser, internet investment adviser Jay Proffitt 11/25/24

Navigating the New Reg S-P Amendments with CyberGuard360™

Read More
Protect Your Firm with FiduciaryGuard360™
investment adviser, broker dealer, investment adviser compliance, broker dealer compliance, capital markets, RIA, ERA, internet investment adviser Jay Proffitt 11/4/24 investment adviser, broker dealer, investment adviser compliance, broker dealer compliance, capital markets, RIA, ERA, internet investment adviser Jay Proffitt 11/4/24

Protect Your Firm with FiduciaryGuard360™

Read More
How GiGCXOs’ Software and People Solutions Save Independent Advisers Thousands Annually
capital markets, registered investment adviser, exempt reporting adviser, adviser compliance, internet investment adviser, SEC adviser consulting Jay Proffitt 10/28/24 capital markets, registered investment adviser, exempt reporting adviser, adviser compliance, internet investment adviser, SEC adviser consulting Jay Proffitt 10/28/24

How GiGCXOs’ Software and People Solutions Save Independent Advisers Thousands Annually

Read More
How GiGCXOs' AI-Driven Compliance Software Can Help Broker-Dealers and Investment Advisers Avoid Fines for Misleading Advertisements
saas, caas, raas, capital markets, broker dealer compliance, investment adviser compliance, exempt reporting adviser, internet investment adviser Jay Proffitt 9/6/24 saas, caas, raas, capital markets, broker dealer compliance, investment adviser compliance, exempt reporting adviser, internet investment adviser Jay Proffitt 9/6/24

How GiGCXOs' AI-Driven Compliance Software Can Help Broker-Dealers and Investment Advisers Avoid Fines for Misleading Advertisements

Read More

Download a free fractional consulting checklist.

Thank you! We hope that you have a great day.

We are industry leaders in Compliance as a Service (CaaS) and Operators as a Service (OaaS) for small to medium sized Broker Dealers and Investment Advisers.

info@gigcxos.com

(512)-537-0425

Brochure
AICompliance360
Adviser In A Box
CXO FlexForce
Broker Dealer In A Box
Pricing
FuturesCompli360
Schedule a Demo
Third Party Audits
Services
Our People
Our Beliefs
Careers
Customer Reviews
Newsroom
FAQs
Blog
Events
Contractor Portal
ComplianceCentral360
Diversity & Inclusion Pledge
Environmental & Sustainability Pledge
Social Impact Pledge
Legal 
* FinOp (Series 27/28) and accounting services provided by industry leader and third party firm, ACI.
^ AICompliance360 is powered by the Hadrius AI Platform.  AUM is the aggregate amount across all firms using the Hadrius technology.
©2024 GiGCXOs. All rights reserved. The content, design, graphics, and other materials on this website are the property of GiGCXOs and are protected by copyright, trademark, and other intellectual property laws. Unauthorized use, reproduction, distribution, or modification of any material from this site without prior written permission from GiGCXOs is strictly prohibited. All trademarks, service marks, and logos used on this site are the trademarks of their respective owners. Any unauthorized use of these trademarks is prohibited. 
The information provided on this website is for informational purposes only and does not constitute an offer to sell or a solicitation of an offer to buy any securities. Nothing on this site should be interpreted as a recommendation to invest, an endorsement of any particular investment, or a solicitation to engage in any investment activity. GiGCXOs does not provide investment advice, and any decisions to buy, sell, or hold securities should be made based on your own due diligence and in consultation with a qualified financial advisor.