broker dealer compliance, broker dealer registration, outsource broker dealer resources, register broker dealer, start a broker dealer, buy a broker dealer Jay Proffitt broker dealer compliance, broker dealer registration, outsource broker dealer resources, register broker dealer, start a broker dealer, buy a broker dealer Jay Proffitt

To Buy or Build? Weighing the Pros and Cons of Acquiring a Broker-Dealer vs. Starting One from Scratch

The decision to operate a broker-dealer is a significant step for any financial professional or firm. It offers control, flexibility, and potentially lucrative opportunities, but it also comes with a set of challenges. One of the first and most critical decisions you’ll face is whether to buy an existing broker-dealer or to start one from scratch.

Read More
fractional consulting, broker-dealer, outsource broker dealer resources, outsource compliance, FINRA, SEC, register broker dealer, change in membership application, New Membership Application, NMA, CMA, capital markets Jay Proffitt fractional consulting, broker-dealer, outsource broker dealer resources, outsource compliance, FINRA, SEC, register broker dealer, change in membership application, New Membership Application, NMA, CMA, capital markets Jay Proffitt

GiGCXO's Principal Outsourcing: Augment Your Management Team Overnight

GiGCXO is transforming how broker-dealers and advisers augment their management teams with its innovative Principal Outsourcing service. Firms can now contract seasoned executives at a fraction of the cost, enhancing their capabilities instantly. Whether it's adding new business lines or fulfilling specific regulatory requirements, GiGCXO has you covered.

Read More