Leveraging AI for Compliance: How GiGCXOs Can Help You Stay Ahead
Leveraging AI for Broker-Dealer and Investment Adviser Compliance: How GiGCXOs Can Help You Stay Ahead
To Buy or Build? Weighing the Pros and Cons of Acquiring a Broker-Dealer vs. Starting One from Scratch
The decision to operate a broker-dealer is a significant step for any financial professional or firm. It offers control, flexibility, and potentially lucrative opportunities, but it also comes with a set of challenges. One of the first and most critical decisions you’ll face is whether to buy an existing broker-dealer or to start one from scratch.
