capital markets, private equity, regulatory changes, SEC, FINRA Jay Proffitt 3/21/25 capital markets, private equity, regulatory changes, SEC, FINRA Jay Proffitt 3/21/25 SEC Eases Accredited Investor Verification for Rule 506(c) Offerings Read More capital markets, financial services, SEC, change Jay Proffitt 12/12/24 capital markets, financial services, SEC, change Jay Proffitt 12/12/24 Navigating SEC Leadership Changes in 2025: How GiGCXOs Supports Clients Through Regulatory Shifts Read More capital markets, FINRA, SEC, broker dealer compliance Jay Proffitt 11/22/24 capital markets, FINRA, SEC, broker dealer compliance Jay Proffitt 11/22/24 Gensler set to resign in January 2025. What does this mean for the industry? Read More
capital markets, private equity, regulatory changes, SEC, FINRA Jay Proffitt 3/21/25 capital markets, private equity, regulatory changes, SEC, FINRA Jay Proffitt 3/21/25 SEC Eases Accredited Investor Verification for Rule 506(c) Offerings Read More
capital markets, financial services, SEC, change Jay Proffitt 12/12/24 capital markets, financial services, SEC, change Jay Proffitt 12/12/24 Navigating SEC Leadership Changes in 2025: How GiGCXOs Supports Clients Through Regulatory Shifts Read More
capital markets, FINRA, SEC, broker dealer compliance Jay Proffitt 11/22/24 capital markets, FINRA, SEC, broker dealer compliance Jay Proffitt 11/22/24 Gensler set to resign in January 2025. What does this mean for the industry? Read More