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Is Your RIA Ready For the 2026 FinCEN AML Requirements?
capital markets, registered investment advisor, FinCEN, AML, financial services, regulatory changes Jay Proffitt 2/19/25 capital markets, registered investment advisor, FinCEN, AML, financial services, regulatory changes Jay Proffitt 2/19/25

Is Your RIA Ready For the 2026 FinCEN AML Requirements?

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Jay Proffitt Joins the National Society of Compliance Professionals (NSCP) as GiGCXOs Takes a Stand for Elevated Compliance Standards
capital markets, memberships, nscp, investment adviser compliance, broker dealer compliance Jay Proffitt 11/11/24 capital markets, memberships, nscp, investment adviser compliance, broker dealer compliance Jay Proffitt 11/11/24

Jay Proffitt Joins the National Society of Compliance Professionals (NSCP) as GiGCXOs Takes a Stand for Elevated Compliance Standards

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GiGCXOs Partners with BehaviorQuant to Revolutionize the U.S. Market with Cutting-Edge Behavioral Solutions
behavioralscience, financial services, marketpsychology, capital markets Jay Proffitt 10/23/24 behavioralscience, financial services, marketpsychology, capital markets Jay Proffitt 10/23/24

GiGCXOs Partners with BehaviorQuant to Revolutionize the U.S. Market with Cutting-Edge Behavioral Solutions

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GiGCXOs Launches CompliAd360™: Revolutionizing marketing and advertising compliance for broker dealers and investment advisers.
compliance as a service, broker dealer compliance, investment adviser compliance, capital markets, communications with the public, FINRA 2210 Jay Proffitt 9/18/24 compliance as a service, broker dealer compliance, investment adviser compliance, capital markets, communications with the public, FINRA 2210 Jay Proffitt 9/18/24

GiGCXOs Launches CompliAd360™: Revolutionizing marketing and advertising compliance for broker dealers and investment advisers.

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