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A "Crypto-Friendlier" SEC? Why Firms Still Need to Tread Carefully on Meme Coins and Digital Assets
crypto, cryptocurrency, broker dealer, capital markets, financial services Jay Proffitt 3/24/25 crypto, cryptocurrency, broker dealer, capital markets, financial services Jay Proffitt 3/24/25

A "Crypto-Friendlier" SEC? Why Firms Still Need to Tread Carefully on Meme Coins and Digital Assets

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SEC Rescinds SAB 121: What It Means for Crypto Firms & How GiGCXOs Supports Compliance
banking, capital markets, crypto, regulatory changes Jay Proffitt 2/25/25 banking, capital markets, crypto, regulatory changes Jay Proffitt 2/25/25

SEC Rescinds SAB 121: What It Means for Crypto Firms & How GiGCXOs Supports Compliance

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Navigating the Potential Revamp of Investment Rules: What It Means for Investment Professionals
financial services, capital markets, broker dealer, investment advisers, regulatory changes Jay Proffitt 12/5/24 financial services, capital markets, broker dealer, investment advisers, regulatory changes Jay Proffitt 12/5/24

Navigating the Potential Revamp of Investment Rules: What It Means for Investment Professionals

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Gensler set to resign in January 2025. What does this mean for the industry?
capital markets, FINRA, SEC, broker dealer compliance Jay Proffitt 11/22/24 capital markets, FINRA, SEC, broker dealer compliance Jay Proffitt 11/22/24

Gensler set to resign in January 2025. What does this mean for the industry?

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