FUTURESCOMPLI 360

CFTC, NFA, and Derivatives Compliance Support

Compliance for Futures, Commodities, and Derivatives Firms

FuturesCompli 360 supports registration, supervision, and ongoing compliance for:

• Futures commission merchants

• Introducing brokers

• Commodity trading advisors and pool operators

Services Include

• Registration and rule mapping

• Supervisory and AML framework design

• Ongoing compliance testing and reporting

• Exam preparation and remediation

The Outcome

Regulatory alignment. Operational readiness. Sustainable compliance.

Launch or strengthen derivatives compliance with FuturesCompli 360.

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