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2025 Small Firm Conference


  • Dallas, Texas United States (map)

2025 FINRA Small Firm Conference

October 9 – 10, 2025 • Dallas, TX • Hybrid Event


Join us in Dallas for the Small Firm Conference that focuses on small firms' practices and tips for complying with FINRA rules. Throughout the event, attendees have the opportunity to discuss small firm topics with FINRA senior staff.

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May 13

2025 FINRA Annual Conference

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October 26

2025 NSCP National Conference