Upcoming events.
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2025 Small Firm Conference
2025 FINRA Small Firm Conference
October 9 – 10, 2025 • Dallas, TX • Hybrid Event
Join us in Dallas for the Small Firm Conference that focuses on small firms' practices and tips for complying with FINRA rules. Throughout the event, attendees have the opportunity to discuss small firm topics with FINRA senior staff.
2025 NSCP National Conference
2025 NSCP National Conference
October 26–29 at the Hyatt Regency Grand Cypress in Orlando, FL
Join us at the NSCP conference in 2025 where there is two and a half days of educational sessions, keynotes, networking events, exhibit hall, and much more!
2025 SIFMA C&L Annual Seminar
SIFMA C&L 2025 Annual Seminar
March 23-26 ☆ JW Marriott ☆ Austin, TX
SIFMA’s C&L Annual Seminar is the preeminent meeting place for compliance and legal professionals in financial services. Through education, our community protects our industry and further enhances its integrity.
Join us this March in Austin, TX to prepare for market changes, discover industry and regulatory trends, and get insights on the latest developments from substantive programming - all while connecting with colleagues and earning CLE credits. We can’t wait to see you there.
SIFMA Forum: The Latest AML Rulemakings Impacting Asset Managers and Broker-Dealers
Join us for a fireside chat between Chandana Ravindranath and Satish Kini on the latest AML rulemakings and Treasury’s strategic initiatives, followed by expert panel discussion focusing on implementation from different perspectives.
FINRA Small Firm Conference
The Small Firm Conference focuses on small firms' practices and tips for complying with FINRA rules. Throughout the event, attendees have the opportunity to discuss small firm topics with FINRA senior staff.