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2025 SIFMA C&L Annual Seminar
Mar
23
to Mar 26

2025 SIFMA C&L Annual Seminar

SIFMA C&L 2025 Annual Seminar

March 23-26 ☆ JW Marriott ☆ Austin, TX

SIFMA’s C&L Annual Seminar is the preeminent meeting place for compliance and legal professionals in financial services. Through education, our community protects our industry and further enhances its integrity.

 Join us this March in Austin, TX to prepare for market changes, discover industry and regulatory trends, and get insights on the latest developments from substantive programming - all while connecting with colleagues and earning CLE credits. We can’t wait to see you there.

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2025 Small Firm Conference
Oct
9
to Oct 10

2025 Small Firm Conference

2025 FINRA Small Firm Conference

October 9 – 10, 2025 • Dallas, TX • Hybrid Event


Join us in Dallas for the Small Firm Conference that focuses on small firms' practices and tips for complying with FINRA rules. Throughout the event, attendees have the opportunity to discuss small firm topics with FINRA senior staff.

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2024 FINRA Advertising Regulation Conference
Sep
26
to Sep 27

2024 FINRA Advertising Regulation Conference

FINRA’s Advertising Regulation Conference offers a comprehensive agenda designed for new and experienced communications compliance and marketing professionals. Industry and regulatory speakers facilitate interactive discussions of communications topics including new rules, effective practices, regulatory priorities and emerging technologies. The conference also provides the opportunity to network with industry peers, participate in advertising review workshops, attend technology demos, and meet one-on-one with Advertising Regulation Department staff.

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