FINRA Small Firm Conference

Wednesday, October 9, 2024 9:00 AM
Thursday, October 10, 2024 5:30 PM

Chicago, IL (map)

Google Calendar ICS

Let’s connect at the FINRA Small Firm Conference in Chicago on October 9 and 10. Learn how GiGCXOs can help you use AI compliance tools that will augment your compliance program while reducing expenses.

Source: https://www.finra.org/events-training/conferences-events/2024-small-firm-conference

Posted In: Financial Services, Compliance, FINRA, FINRA events
Tagged: finra, broker-dealer, small firm, broker dealer, outsource compliance, aml outsourcing, aml audits, compliance audits, register broker dealer, chief compliance officer, CCO, CEO

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