Upcoming events.
Let’s Connect: Power Your Business with GiGCXOs Expertise.
Market Structure Conference
SIFMA's Market Structure Conference brings together market participants and stakeholders to discuss critical issues impacting listed options and the equity markets. The conference also addresses how the industry is enhancing the investor experience and ensuring liquid, efficient, fair, and resilient markets.
National Conference on the Securities Industry
Hosted by the SIFMA FMS and AICPA & CIMA, the 2024 National Conference on the Securities Industry will gather senior executives, industry experts, and regulators in New York City to share unparalleled insights into accounting, auditing, regulatory requirements, the economy, AI, and more.
Dallas Security Traders Association Annual Event
Let’s connect at the Dallas Security Traders Association event on October 17 - 19.
Americas Trading Conference 2024
Building on the success of the Americas Trading Conferences in New York over the past 7 years, we return to the City with a full-day conference!
The Americas Trading Conference 2024 will be hosted at etc.venues 360 Madison Avenue, New York, on Wednesday 16th October.
This event will provide a series of presentations and panel sessions with an interactive program that addresses market needs, providing impartial, high quality content and the knowledge and experience of industry leading speakers.
Compliance and Legal Regional Seminar
C&L Regional Seminars gather compliance and legal professionals working in the financial services industry to share best practices, informative content and focused networking opportunities in the increasingly complex and changing regulatory and compliance arenas.
SIFMA Forum: Private Credit
The market for private credit is growing fast, with assets under management (AUM) more than doubling since 2019. This rapid growth has not gone unnoticed by central banks, regulators, and leading financial institutions, with many raising concerns about heightened financial vulnerabilities that could result from the growth of this segment of the financial system. But does this market pose potential systemic risks to the financial system? And is heightened supervision and regulatory oversight necessary?
21st Annual Global Corporate Actions Forum
SIFMA's Global Corporate Actions Forum brings together operations and technology professionals focused on corporate actions and asset servicing.
On Thursday, October 10, 2024, industry leaders and subject matter experts from broker-dealers, banks, asset managers, service providers and clearing firms will gather in New York City for our 21st annual event.
SIFMA Forum: The Latest AML Rulemakings Impacting Asset Managers and Broker-Dealers
Join us for a fireside chat between Chandana Ravindranath and Satish Kini on the latest AML rulemakings and Treasury’s strategic initiatives, followed by expert panel discussion focusing on implementation from different perspectives.
FINRA Small Firm Conference
The Small Firm Conference focuses on small firms' practices and tips for complying with FINRA rules. Throughout the event, attendees have the opportunity to discuss small firm topics with FINRA senior staff.
2024 FINRA Advertising Regulation Conference
FINRA’s Advertising Regulation Conference offers a comprehensive agenda designed for new and experienced communications compliance and marketing professionals. Industry and regulatory speakers facilitate interactive discussions of communications topics including new rules, effective practices, regulatory priorities and emerging technologies. The conference also provides the opportunity to network with industry peers, participate in advertising review workshops, attend technology demos, and meet one-on-one with Advertising Regulation Department staff.