FiduciaryGuard360™

from $1,500.00

Ensuring your firm meets fiduciary standards with tailored Fiduciary Duty and Reg BI assessments.

GiGCXOs' FiduciaryGuard360™ provides your firm with a comprehensive solution to meet both Reg BI and fiduciary duty obligations.

Our in-depth assessments are designed to identify compliance gaps and ensure that your firm upholds the highest standards of care when serving your clients.

With a focus on tailored guidance and expert analysis, FiduciaryGuard360™ helps you navigate the complex regulatory landscape, minimize risk, and maintain client trust.

GiGCXOs offers expert services to ensure your firm meets its Fiduciary Diligence, Duty of Care, and Reg BI obligations.

Protect your firm and clients with GiGCXOs’ comprehensive compliance support.

What's Included?

  • Expert compliance staff:

    • Seasoned Fractional compliance resources with Series 24 FINRA license with at least 15 years of experience.

    • Assess and audit your firm's fiduciary obligations.

    • Annual subscription price includes services of a quarterly review of Reg BI for broker-dealers, and Fiduciary Duty requirements for investment advisers.

Please refer to:

Number of Investment Products Available to Clients:
Purchase

Ensuring your firm meets fiduciary standards with tailored Fiduciary Duty and Reg BI assessments.

GiGCXOs' FiduciaryGuard360™ provides your firm with a comprehensive solution to meet both Reg BI and fiduciary duty obligations.

Our in-depth assessments are designed to identify compliance gaps and ensure that your firm upholds the highest standards of care when serving your clients.

With a focus on tailored guidance and expert analysis, FiduciaryGuard360™ helps you navigate the complex regulatory landscape, minimize risk, and maintain client trust.

GiGCXOs offers expert services to ensure your firm meets its Fiduciary Diligence, Duty of Care, and Reg BI obligations.

Protect your firm and clients with GiGCXOs’ comprehensive compliance support.

What's Included?

  • Expert compliance staff:

    • Seasoned Fractional compliance resources with Series 24 FINRA license with at least 15 years of experience.

    • Assess and audit your firm's fiduciary obligations.

    • Annual subscription price includes services of a quarterly review of Reg BI for broker-dealers, and Fiduciary Duty requirements for investment advisers.

Please refer to:

Ensuring your firm meets fiduciary standards with tailored Fiduciary Duty and Reg BI assessments.

GiGCXOs' FiduciaryGuard360™ provides your firm with a comprehensive solution to meet both Reg BI and fiduciary duty obligations.

Our in-depth assessments are designed to identify compliance gaps and ensure that your firm upholds the highest standards of care when serving your clients.

With a focus on tailored guidance and expert analysis, FiduciaryGuard360™ helps you navigate the complex regulatory landscape, minimize risk, and maintain client trust.

GiGCXOs offers expert services to ensure your firm meets its Fiduciary Diligence, Duty of Care, and Reg BI obligations.

Protect your firm and clients with GiGCXOs’ comprehensive compliance support.

What's Included?

  • Expert compliance staff:

    • Seasoned Fractional compliance resources with Series 24 FINRA license with at least 15 years of experience.

    • Assess and audit your firm's fiduciary obligations.

    • Annual subscription price includes services of a quarterly review of Reg BI for broker-dealers, and Fiduciary Duty requirements for investment advisers.

Please refer to:

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